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Uptick rule
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61	September 16, 2008 Today the SEC Must Step Up It has been just over one month since the SEC allowed its Emergency Order to lapse without putting in place an alternative means to address heightened market volatility and i Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-06 15:31:54 Finance Financial regulation Short selling Uptick rule United States securities law Short Volatility Financial adviser Financial Industry Regulatory Authority Financial economics Stock market Business
62	Microsoft Word - sia020105a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-01 16:31:18 Finance United States Securities and Exchange Commission Financial markets 73rd United States Congress United States securities law Regulation NMS Intermarket sweep order Uptick rule Order Financial economics Investment Stock market
63	Comment Letter on File No. S7[removed]and S7-26-08 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-17 13:11:17 Financial system Finance Financial markets Naked short selling Stock market U.S. Securities and Exchange Commission Christopher Cox Uptick rule Capital market Financial regulation Short selling Financial economics
64	Microsoft Word - fsrt020405a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-04 14:52:27 Financial economics Regulation NMS Investment Finance Order U.S. Securities and Exchange Commission Market data Uptick rule United States Securities and Exchange Commission Financial markets Stock market
65	Comments on File No. S7-08-09 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-05 11:01:33 Business Investment Naked short selling Uptick rule Overstock.com U.S. Securities and Exchange Commission Short Locate Lehman Brothers Financial regulation Short selling Finance
66	Microsoft Word - mfeldberg3987 _2_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-30 12:49:15 Financial economics Stock market Finance Uptick rule Short Naked short selling Locate Order Goldman Sachs Investment Financial regulation Short selling
67	Statement of Michael Gitlin for Securities Lending and Short Sale Roundtable, September 29,30, 2009 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-28 19:04:51 Finance Financial regulation Short selling Stock market Short Uptick rule Financial markets Financial economics Investment
68	December 26,2003 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-25 15:25:38 Finance Financial markets Financial regulation Short selling Uptick rule Short Order Stock Futures contract Financial economics Stock market Investment
69	Microsoft Word - Document1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-08 14:32:51 Business Financial markets Financial regulation Short selling Finance Uptick rule Short Insider trading Stock market Financial economics Financial system
70	MARLISA VINCIGUERRA MANAGING DIRECTOR E i COUNSEL March 1,2004 Mr. Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-08 15:33:08 Stock market Financial regulation Short selling United States securities law Uptick rule Securities Exchange Act Lehman Brothers U.S. Securities and Exchange Commission Short Financial economics Finance Investment

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